Form 4 for BWIN Baldwin Insurance Group, Inc.
Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-03 · accession 0000950103-21-019448 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-07 | 2021-12-03 | BWIN | Baldwin Insurance Group Holdings, LLC | 10%, Member of 10% Owner Group | S - Sale | $0.00 | -570.0K | 15.88M | -3% | $0 |
| DM | 2021-12-07 | 2021-12-03 | BWIN | Baldwin Insurance Group Holdings, LLC | 10%, Member of 10% Owner Group | S - Sale | $0.00 | -570.0K | 15.95M | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2021-12-03 | S | D | 500,000 | $0.00 | 15,951,478 | D | — | — | (F1) These securities were transferred to a trust affiliated with Lowry Baldwin in exchange for a corresponding reduction in such trust's ownership of the reporting person. (F2) The reporting person disclaims beneficial ownership in these securities except to the extent of its pecuniary interest therein. |
| 2 | Common | Class B Common Stock | 2021-12-03 | S | D | 70,000 | $0.00 | 15,881,478 | D | — | — | (F2) The reporting person disclaims beneficial ownership in these securities except to the extent of its pecuniary interest therein. |
| 3 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-12-03 | S | D | 70,000 | $0.00 | 15,881,478 | D | $0.00 · — to — | 70,000 Class A Common Stock | (F2) The reporting person disclaims beneficial ownership in these securities except to the extent of its pecuniary interest therein. (F3) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 4 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-12-03 | S | D | 500,000 | $0.00 | 15,951,478 | D | $0.00 · — to — | 500,000 Class A Common Stock | (F1) These securities were transferred to a trust affiliated with Lowry Baldwin in exchange for a corresponding reduction in such trust's ownership of the reporting person. (F2) The reporting person disclaims beneficial ownership in these securities except to the extent of its pecuniary interest therein. (F3) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |