Form 4 for BWIN Baldwin Insurance Group, Inc.
Accepted 2021-12-08 00:00:00 ET · period of report 2021-09-30 · accession 0000950103-21-019538 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-08 | 2021-09-30 | BWIN | Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust II Dated September 30, 2019 | Member of 10% owner group | G - Gift | $0.00 | -897.2K | 29.0K | -97% | $0 |
| DM | 2021-12-08 | 2021-09-30 | BWIN | Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust II Dated September 30, 2019 | Member of 10% owner group | G - Gift | $0.00 | -897.2K | 391.3K | -70% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2021-09-30 | G | D | 15,376 | $0.00 | 119,871 | D | — | — | (F10) These securities were transferred from the Laura R. Sherman GRAT 2019-1 Dated September 30, 2019 to Laura Sherman, the trustee and beneficiary of the Laura R. Sherman GRAT 2019-1 Dated September 30, 2019. |
| 2 | Common | Class B Common Stock | 2021-09-30 | G | D | 119,871 | $0.00 | 0 | D | — | — | (F11) These securities were transferred from the Laura R. Sherman GRAT 2019-1 Dated September 30, 2019 to BNY Mellon, National Association, as Trustee of the Laura R. Sherman Irrevocable Trust of 2019-1. |
| 3 | Common | Class B Common Stock | 2021-09-30 | G | D | 2,366 | $0.00 | 71,135 | D | — | — | (F12) These securities were transferred from the Laura R. Sherman GRAT 2019-2 Dated September 30, 2019 to Laura Sherman, the trustee and beneficiary of the Laura R. Sherman GRAT 2019-2 Dated September 30, 2019. |
| 4 | Common | Class B Common Stock | 2021-09-30 | G | D | 4,164 | $0.00 | 15,742 | D | — | — | (F13) These securities were transferred from the Laura R. Sherman GRAT 2020-1 Dated September 30, 2020 to Laura Sherman, the trustee and beneficiary of the Laura R. Sherman GRAT 2020-1 Dated September 30, 2020. |
| 5 | Common | Class B Common Stock | 2021-09-30 | G | D | 30,735 | $0.00 | 239,776 | D | — | — | (F1) These securities were transferred from the Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust I Dated September 30, 2019 to Elizabeth Krystyn, the trustee and beneficiary of the Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust I Dated September 30, 2019. |
| 6 | Common | Class B Common Stock | 2021-09-30 | G | D | 239,776 | $0.00 | 0 | D | — | — | (F2) These securities were transferred from the Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust I Dated September 30, 2019 to Enrique M. Fueyo, as Trustee of the Elizabeth H. Krystyn 2019 Irrevocable Trust, dated September 30, 2019. |
| 7 | Common | Class B Common Stock | 2021-09-30 | G | D | 9,449 | $0.00 | 284,560 | D | — | — | (F3) These securities were transferred from the Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust II Dated September 30, 2019 to Elizabeth Krystyn, the trustee and beneficiary of the Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust II Dated September 30, 2019. |
| 8 | Common | Class B Common Stock | 2021-09-30 | G | D | 15,316 | $0.00 | 29,042 | D | — | — | (F4) These securities were transferred from the Elizabeth H. Krystyn 2020 Grantor Retained Annuity Trust Dated September 30, 2020 to Elizabeth Krystyn, the trustee and beneficiary of the Elizabeth H. Krystyn 2020 Grantor Retained Annuity Trust Dated September 30, 2020. |
| 9 | Common | Class B Common Stock | 2021-09-30 | G | D | 9,733 | $0.00 | 169,849 | D | — | — | (F5) These securities were transferred from the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019 to John Valentine, the trustee and beneficiary of the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019. |
| 10 | Common | Class B Common Stock | 2021-09-30 | G | D | 3,710 | $0.00 | 7,034 | D | — | — | (F6) These securities were transferred from the John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020 to John Valentine, the trustee and beneficiary of the John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020. |
| 11 | Common | Class B Common Stock | 2021-09-30 | G | D | 40,086 | $0.00 | 391,341 | D | — | — | (F7) These securities were transferred from the Kristopher A. Wiebeck 2019 Grantor Retained Annuity Trust Dated September 30, 2019 to Kristopher Aaron Wiebeck, the trustee and beneficiary of the Kristopher A. Wiebeck 2019 Grantor Retained Annuity Trust Dated September 30, 2019. |
| 12 | Common | Class B Common Stock | 2021-09-30 | G | D | 391,341 | $0.00 | 0 | D | — | — | (F8) These securities were transferred from the Kristopher A. Wiebeck 2019 Grantor Retained Annuity Trust Dated September 30, 2019 to Melissa E. Wiebeck, as Trustee of the Kristopher A. Wiebeck 2019 Irrevocable Trust, dated August 28, 2019. |
| 13 | Common | Class B Common Stock | 2021-09-30 | G | D | 15,278 | $0.00 | 28,972 | D | — | — | (F9) These securities were transferred from the Kristopher A. Wiebeck 2020 Grantor Retained Annuity Trust Dated September 30, 2020 to Kristopher Aaron Wiebeck, the trustee and beneficiary of the Kristopher A. Wiebeck 2020 Grantor Retained Annuity Trust Dated September 30, 2020. |
| 14 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-09-30 | G | D | 9,449 | $0.00 | 284,560 | D | $0.00 · — to — | 9,449 Class A Common Stock | (F3) These securities were transferred from the Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust II Dated September 30, 2019 to Elizabeth Krystyn, the trustee and beneficiary of the Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust II Dated September 30, 2019. (F14) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 15 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-09-30 | G | D | 15,376 | $0.00 | 119,871 | D | $0.00 · — to — | 15,376 Class A Common Stock | (F10) These securities were transferred from the Laura R. Sherman GRAT 2019-1 Dated September 30, 2019 to Laura Sherman, the trustee and beneficiary of the Laura R. Sherman GRAT 2019-1 Dated September 30, 2019. (F14) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 16 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-09-30 | G | D | 30,735 | $0.00 | 239,776 | D | $0.00 · — to — | 30,735 Class A Common Stock | (F1) These securities were transferred from the Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust I Dated September 30, 2019 to Elizabeth Krystyn, the trustee and beneficiary of the Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust I Dated September 30, 2019. (F14) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 17 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-09-30 | G | D | 15,316 | $0.00 | 29,042 | D | $0.00 · — to — | 15,316 Class A Common Stock | (F4) These securities were transferred from the Elizabeth H. Krystyn 2020 Grantor Retained Annuity Trust Dated September 30, 2020 to Elizabeth Krystyn, the trustee and beneficiary of the Elizabeth H. Krystyn 2020 Grantor Retained Annuity Trust Dated September 30, 2020. (F14) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 18 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-09-30 | G | D | 9,733 | $0.00 | 169,849 | D | $0.00 · — to — | 9,733 Class A Common Stock | (F5) These securities were transferred from the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019 to John Valentine, the trustee and beneficiary of the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019. (F14) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 19 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-09-30 | G | D | 3,710 | $0.00 | 7,034 | D | $0.00 · — to — | 3,710 Class A Common Stock | (F6) These securities were transferred from the John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020 to John Valentine, the trustee and beneficiary of the John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020. (F14) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 20 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-09-30 | G | D | 4,164 | $0.00 | 15,742 | D | $0.00 · — to — | 4,164 Class A Common Stock | (F13) These securities were transferred from the Laura R. Sherman GRAT 2020-1 Dated September 30, 2020 to Laura Sherman, the trustee and beneficiary of the Laura R. Sherman GRAT 2020-1 Dated September 30, 2020. (F14) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 21 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-09-30 | G | D | 2,366 | $0.00 | 71,135 | D | $0.00 · — to — | 2,366 Class A Common Stock | (F12) These securities were transferred from the Laura R. Sherman GRAT 2019-2 Dated September 30, 2019 to Laura Sherman, the trustee and beneficiary of the Laura R. Sherman GRAT 2019-2 Dated September 30, 2019. (F14) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 22 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-09-30 | G | D | 119,871 | $0.00 | 0 | D | $0.00 · — to — | 119,871 Class A Common Stock | (F11) These securities were transferred from the Laura R. Sherman GRAT 2019-1 Dated September 30, 2019 to BNY Mellon, National Association, as Trustee of the Laura R. Sherman Irrevocable Trust of 2019-1. (F14) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 23 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-09-30 | G | D | 239,776 | $0.00 | 0 | D | $0.00 · — to — | 239,776 Class A Common Stock | (F2) These securities were transferred from the Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust I Dated September 30, 2019 to Enrique M. Fueyo, as Trustee of the Elizabeth H. Krystyn 2019 Irrevocable Trust, dated September 30, 2019. (F14) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 24 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-09-30 | G | D | 15,278 | $0.00 | 28,972 | D | $0.00 · — to — | 15,278 Class A Common Stock | (F9) These securities were transferred from the Kristopher A. Wiebeck 2020 Grantor Retained Annuity Trust Dated September 30, 2020 to Kristopher Aaron Wiebeck, the trustee and beneficiary of the Kristopher A. Wiebeck 2020 Grantor Retained Annuity Trust Dated September 30, 2020. (F14) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 25 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-09-30 | G | D | 391,341 | $0.00 | 0 | D | $0.00 · — to — | 391,341 Class A Common Stock | (F8) These securities were transferred from the Kristopher A. Wiebeck 2019 Grantor Retained Annuity Trust Dated September 30, 2019 to Melissa E. Wiebeck, as Trustee of the Kristopher A. Wiebeck 2019 Irrevocable Trust, dated August 28, 2019. (F14) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 26 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-09-30 | G | D | 40,086 | $0.00 | 391,341 | D | $0.00 · — to — | 40,086 Class A Common Stock | (F7) These securities were transferred from the Kristopher A. Wiebeck 2019 Grantor Retained Annuity Trust Dated September 30, 2019 to Kristopher Aaron Wiebeck, the trustee and beneficiary of the Kristopher A. Wiebeck 2019 Grantor Retained Annuity Trust Dated September 30, 2019. (F14) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |