Form 4 for BWIN Baldwin Insurance Group, Inc.
Accepted 2021-12-08 00:00:00 ET · period of report 2021-09-30 · accession 0000950103-21-019539 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-08 | 2021-09-30 | BWIN | Sherman Laura | Member of 10% owner group | G - Gift | $0.00 | +751.0K | 206.7K | New | $0 |
| D | 2021-12-08 | 2021-09-30 | BWIN | Sherman Laura | Member of 10% owner group | G - Gift | $0.00 | -37.5K | 71.1K | -35% | $0 |
| DMI | 2021-12-08 | 2021-09-30 | BWIN | Sherman Laura | Member of 10% owner group | G - Gift | $0.00 | +751.0K | 206.7K | New | $0 |
| D | 2021-12-08 | 2021-09-30 | BWIN | Sherman Laura | Member of 10% owner group | G - Gift | $0.00 | -37.5K | 71.1K | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2021-09-30 | G | A | 391,341 | $0.00 | 420,313 | I By Trust | — | — | (F4) These securities were transferred from the Kristopher A. Wiebeck 2019 Grantor Retained Annuity Trust Dated September 30, 2019 to Melissa E. Wiebeck, as Trustee of the Kristopher A. Wiebeck 2019 Irrevocable Trust, dated August 28, 2019, of which Kristopher Aaron Wiebeck is a beneficiary. (F3) The reporting person disclaims beneficial ownership in these securities except to the extent of his or her pecuniary interest therein. |
| 2 | Common | Class B Common Stock | 2021-09-30 | G | A | 239,776 | $0.00 | 553,378 | I By Trust | — | — | (F2) These securities were transferred from the Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust I Dated September 30, 2019 to Enrique M. Fueyo, as Trustee of the Elizabeth H. Krystyn 2019 Irrevocable Trust, dated September 30, 2019, of which Elizabeth Krystyn is a beneficiary. (F3) The reporting person disclaims beneficial ownership in these securities except to the extent of his or her pecuniary interest therein. |
| 3 | Common | Class B Common Stock | 2021-09-30 | G | D | 37,488 | $0.00 | 71,090 | D By Trust | — | — | (F1) These securities were transferred from the reporting person to Daniel A. Galbraith, the trustee and beneficiary of the Daniel A. Galbraith 2020 Grantor Retained Annuity Trust, dated September 30, 2020. |
| 4 | Common | Class B Common Stock | 2021-09-30 | G | A | 119,871 | $0.00 | 206,748 | I | — | — | (F5) These securities were transferred from the Laura R. Sherman GRAT 2019-1 Dated September 30, 2019 to BNY Mellon, National Association, as Trustee of the Laura R. Sherman Irrevocable Trust of 2019-1, of which Laura Sherman is a beneficiary. (F3) The reporting person disclaims beneficial ownership in these securities except to the extent of his or her pecuniary interest therein. |
| 5 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-09-30 | G | A | 239,776 | $0.00 | 553,378 | I By Trust | $0.00 · — to — | 239,776 Class A Common Stock | (F2) These securities were transferred from the Elizabeth H. Krystyn 2019 Grantor Retained Annuity Trust I Dated September 30, 2019 to Enrique M. Fueyo, as Trustee of the Elizabeth H. Krystyn 2019 Irrevocable Trust, dated September 30, 2019, of which Elizabeth Krystyn is a beneficiary. (F3) The reporting person disclaims beneficial ownership in these securities except to the extent of his or her pecuniary interest therein. (F6) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 6 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-09-30 | G | A | 391,341 | $0.00 | 420,313 | I By Trust | $0.00 · — to — | 391,341 Class A Common Stock | (F4) These securities were transferred from the Kristopher A. Wiebeck 2019 Grantor Retained Annuity Trust Dated September 30, 2019 to Melissa E. Wiebeck, as Trustee of the Kristopher A. Wiebeck 2019 Irrevocable Trust, dated August 28, 2019, of which Kristopher Aaron Wiebeck is a beneficiary. (F3) The reporting person disclaims beneficial ownership in these securities except to the extent of his or her pecuniary interest therein. (F6) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 7 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-09-30 | G | A | 119,871 | $0.00 | 206,748 | I | $0.00 · — to — | 119,871 Class A Common Stock | (F5) These securities were transferred from the Laura R. Sherman GRAT 2019-1 Dated September 30, 2019 to BNY Mellon, National Association, as Trustee of the Laura R. Sherman Irrevocable Trust of 2019-1, of which Laura Sherman is a beneficiary. (F3) The reporting person disclaims beneficial ownership in these securities except to the extent of his or her pecuniary interest therein. (F6) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 8 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-09-30 | G | D | 37,488 | $0.00 | 71,090 | D By Trust | $0.00 · — to — | 37,488 Class A Common Stock | (F1) These securities were transferred from the reporting person to Daniel A. Galbraith, the trustee and beneficiary of the Daniel A. Galbraith 2020 Grantor Retained Annuity Trust, dated September 30, 2020. (F6) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |