Form 4 for BWIN Baldwin Insurance Group, Inc.
Accepted 2021-12-09 00:00:00 ET · period of report 2021-12-07 · accession 0000950103-21-019589 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-09 | 2021-12-07 | BWIN | Valentine John A. | Chief Partnership Off, Member of 10% owner group | G - Gift | $0.00 | -240.0K | 892.3K | -21% | $0 |
| DI | 2021-12-09 | 2021-12-07 | BWIN | Valentine John A. | Chief Partnership Off, Member of 10% owner group | G - Gift | $0.00 | +240.0K | 416.9K | +136% | $0 |
| D | 2021-12-09 | 2021-12-07 | BWIN | Valentine John A. | Chief Partnership Off, Member of 10% owner group | G - Gift | $0.00 | -240.0K | 892.3K | -21% | $0 |
| DI | 2021-12-09 | 2021-12-07 | BWIN | Valentine John A. | Chief Partnership Off, Member of 10% owner group | G - Gift | $0.00 | +240.0K | 416.9K | +136% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2021-12-07 | G | D | 240,000 | $0.00 | 892,286 | D By Trusts | — | — | (F3) Shares held by the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019, John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020, and Sarah S. Valentine, as Trustee of the John A. Valentine 2019 Irrevocable Trust, dated September 27, 2019 ("Trusts"). |
| 2 | Common | Class B Common Stock | 2021-12-07 | G | A | 240,000 | $0.00 | 416,883 | I | — | — | (F2) The reporting person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein. |
| 3 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2021-12-07 | G | D | 240,000 | $0.00 | 892,286 | D By Trusts | $0.00 · — to — | 240,000 Class A Common Stock | (F3) Shares held by the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019, John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020, and Sarah S. Valentine, as Trustee of the John A. Valentine 2019 Irrevocable Trust, dated September 27, 2019 ("Trusts"). (F4) Each LLC Unit, together with one share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire. |
| 4 | Derivative | LLC Units to Baldwin Risk Partners, LLC | 2021-12-07 | G | A | 240,000 | $0.00 | 416,883 | I | $0.00 · — to — | 240,000 Class A Common Stock | (F2) The reporting person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein. (F4) Each LLC Unit, together with one share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire. |