Form 4 for CRWD CrowdStrike
Accepted 2021-12-22 00:00:00 ET · period of report 2021-12-20 · accession 0000950103-21-020125 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-22 | 2021-12-21 | CRWD | Kurtz George | Pres AND CEO, Dir | C - Cnv Deriv | — | +58.2K | 924.3K | +7% | — |
| DM | 2021-12-22 | 2021-12-21 | CRWD | Kurtz George | Pres AND CEO, Dir | S - Sale | $205.07 | -68.8K | 855.4K | -7% | -$14.12M |
| DM | 2021-12-22 | 2021-12-20 | CRWD | Kurtz George | Pres AND CEO, Dir | M - OptEx | $0.00 | 0 | 1.86M | New | $0 |
| D | 2021-12-22 | 2021-12-21 | CRWD | Kurtz George | Pres AND CEO, Dir | C - Cnv Deriv | $0.00 | -58.2K | 1.80M | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2021-12-21 | C | A | 58,225 | — | 924,275 | D | — | — | (F1) The Class B common stock was converted into Class A common stock on a one-for-one basis. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and performance stock units. |
| 2 | Common | Class A common stock | 2021-12-21 | S | D | 4,226 | $200.97 | 920,049 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $200.325 to $201.305. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and performance stock units. |
| 3 | Common | Class A common stock | 2021-12-21 | S | D | 7,222 | $201.88 | 912,827 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $201.340 to $202.325. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and performance stock units. |
| 4 | Common | Class A common stock | 2021-12-21 | S | D | 4,900 | $202.80 | 907,927 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $202.390 to $203.360. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and performance stock units. |
| 5 | Common | Class A common stock | 2021-12-21 | S | D | 8,970 | $203.82 | 898,957 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $203.420 to $204.335. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and performance stock units. |
| 6 | Common | Class A common stock | 2021-12-21 | S | D | 9,480 | $205.06 | 889,477 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $204.440 to $205.435. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and performance stock units. |
| 7 | Common | Class A common stock | 2021-12-21 | S | D | 10,549 | $205.86 | 878,928 | D | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $205.460 to $206.430. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and performance stock units. |
| 8 | Common | Class A common stock | 2021-12-21 | S | D | 14,872 | $206.99 | 864,056 | D | — | — | (F9) This transaction was executed in multiple trades at prices ranging from $206.460 to $207.440. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and performance stock units. |
| 9 | Common | Class A common stock | 2021-12-21 | S | D | 7,267 | $207.98 | 856,789 | D | — | — | (F10) This transaction was executed in multiple trades at prices ranging from $207.470 to $208.415. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and performance stock units. |
| 10 | Common | Class A common stock | 2021-12-21 | S | D | 1,354 | $208.64 | 855,435 | D | — | — | (F11) This transaction was executed in multiple trades at prices ranging from $208.495 to $208.840. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and performance stock units. |
| 11 | Derivative | Restricted Stock Units | 2021-12-20 | M | D | 131,996 | $0.00 | 1,099,966 | D | $0.00 · — to — | 131,996 Class B common stock | (F12) RSUs convert into Class B common stock on a one-for-one basis. (F13) Represents RSUs that remain unvested under grants that initially consisted of (i) 2,111,934 RSUs that vest in 16 equal quarterly installments beginning on December 20, 2018 and 703,978 RSUs that vest in eight equal quarterly installments beginning on December 20, 2022; provided that no RSUs vest until the earlier of (A) a change in control of the issuer or (B) the first quarterly vesting date occurring following the expiration of the lock-up period established in connection with the issuer's initial public offering. |
| 12 | Derivative | Class B common stock | 2021-12-21 | C | D | 58,225 | $0.00 | 1,802,173 | D | $0.00 · — to — | 58,225 Class A common stock | (F15) All or a portion of the Class B common stock was issued in connection with the Reporting Person's exercise of an unvested stock option pursuant to an early exercise provision. Any such shares as to which the option fails to vest will be subject to the Issuer's right of repurchase. (F14) Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. |
| 13 | Derivative | Class B common stock | 2021-12-20 | M | A | 131,996 | $0.00 | 1,860,398 | D | $0.00 · — to — | 131,996 Class A common stock | (F15) All or a portion of the Class B common stock was issued in connection with the Reporting Person's exercise of an unvested stock option pursuant to an early exercise provision. Any such shares as to which the option fails to vest will be subject to the Issuer's right of repurchase. (F14) Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. |