Form 4 for PGEN PRECIGEN, INC.
Accepted 2022-01-06 00:00:00 ET · period of report 2022-01-04 · accession 0000950103-22-000270 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-06 | 2022-01-04 | PGEN | Lehr Donald P. | CLO | M - OptEx | — | +18.9K | 315.2K | +6% | — |
| D | 2022-01-06 | 2022-01-05 | PGEN | Lehr Donald P. | CLO | S - Sale+OE | $3.59 | -10.4K | 304.9K | -3% | -$37.2K |
| D | 2022-01-06 | 2022-01-04 | PGEN | Lehr Donald P. | CLO | M - OptEx | $0.00 | -18.9K | 18.9K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-04 | M | A | 18,939 | — | 315,236 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. |
| 2 | Common | Common Stock | 2022-01-05 | S | D | 10,356 | $3.59 | 304,880 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-01-04 | M | D | 18,939 | $0.00 | 18,939 | D | — · — to — | 18,939 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F3) The RSUs were granted on January 4, 2019 and the remaining RSUs vest on January 4, 2023. |