InsiderTrades

Form 4 for LIEN Chicago Atlantic BDC, Inc.

Accepted 2022-02-08 00:00:00 ET · period of report 2022-02-08 · accession 0000950103-22-002249 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
I 2022-02-08 2022-02-08 LIEN Silver Spike Capital, LLC 10% P - Purchase $14.00 +4.50M 4.50M +1,165,803% +$63.00M

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-02-08 P A 4,500,001 $14.00 4,500,387 I See foonotes — — (F1) Represents the shares of Common Stock held directly by Silver Spike Capital, LLC. (F3) Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. (F2) Silver Spike Capital, LLC is wholly-owned by Silver Spike Holdings, LP. Silver Spike Holdings GP, LLC is the general partner of Silver Spike Holdings, LP. (F4) Each of the Reporting Persons (other than Silver Spike Capital, LLC to the extent that it directly holds shares of Common Stock) disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.