Form 4 for PGEN PRECIGEN, INC.
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-22 · accession 0000950103-22-003223 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-24 | 2022-02-22 | PGEN | Gupta Vinita D | Dir | A - Grant | $2.03 | +27.8K | 175.7K | +19% | +$56.5K |
| DM | 2022-02-24 | 2022-02-22 | PGEN | Gupta Vinita D | Dir | A - Grant | $0.00 | +144.8K | 61.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-22 | A | A | 27,832 | $2.03 | 175,652 | D | — | — | (F1) The shares were issued to the reporting person in lieu of an annual retainer of $56,500. |
| 2 | Derivative | Option to Purchase Common Stock (Right to Buy) | 2022-02-22 | A | A | 83,189 | $0.00 | 83,189 | D | $2.03 · 2022-02-22 to 2032-02-22 | 83,189 Common Stock | |
| 3 | Derivative | Restricted Stock Units | 2022-02-22 | A | A | 61,576 | $0.00 | 61,576 | D | — · — to — | 61,576 Common Stock | (F3) Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. (F4) The RSUs vest in full on February 22, 2023. |