Form 4 for PGEN PRECIGEN, INC.
Accepted 2022-03-29 00:00:00 ET · period of report 2022-03-25 · accession 0000950103-22-005411 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-29 | 2022-03-25 | PGEN | SHAPIRO ROBERT B | Dir | M - OptEx | — | +16.2K | 241.2K | +7% | — |
| D | 2022-03-29 | 2022-03-25 | PGEN | SHAPIRO ROBERT B | Dir | M - OptEx | $0.00 | -16.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-25 | M | A | 16,212 | — | 241,157 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. |
| 2 | Derivative | Restricted Stock Units | 2022-03-25 | M | D | 16,212 | $0.00 | 0 | D | — · — to — | 16,212 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F3) The RSUs vested in full on March 25, 2022. |