Form 4 for SPGI S&P Global
Accepted 2022-05-16 00:00:00 ET · period of report 2022-05-13 · accession 0000950103-22-008545 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-16 | 2022-05-13 | SPGI | Luquette Nancy | EVP, CRO | M - OptEx | $70.96 | +2,287 | 6,543 | +54% | +$162.3K |
| D | 2022-05-16 | 2022-05-13 | SPGI | Luquette Nancy | EVP, CRO | S - Sale+OE | $333.74 | -2,287 | 5,667 | -29% | -$763.3K |
| DM | 2022-05-16 | 2022-05-13 | SPGI | Luquette Nancy | EVP, CRO | M - OptEx | $0.00 | -2,287 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-13 | M | A | 1,411 | $77.81 | 7,954 | D | — | — | |
| 2 | Common | Common Stock | 2022-05-13 | S | D | 2,287 | $333.74 | 5,667 | D | — | — | |
| 3 | Common | Common Stock | 2022-05-13 | M | A | 876 | $59.92 | 6,543 | D | — | — | |
| 4 | Derivative | Option (Right to Buy) | 2022-05-13 | M | D | 876 | $0.00 | 0 | D | $59.92 · — to 2023-09-02 | 876 Common Stock | (F1) As previously reported, the reporting person was granted 876 options on 09/03/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 09/03/2014, the next 33% installment became exercisable on 09/03/2015 and the remaining 34% installment became exercisable on 09/03/2016. |
| 5 | Derivative | Option (Right to Buy) | 2022-05-13 | M | D | 1,411 | $0.00 | 0 | D | $77.81 · — to 2024-03-31 | 1,411 Common Stock | (F2) As previously reported, the reporting person was granted 1,411 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017. |