Form 4 for PGEN PRECIGEN, INC.
Accepted 2022-05-18 00:00:00 ET · period of report 2022-05-16 · accession 0000950103-22-008788 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-18 | 2022-05-16 | PGEN | Lehr Donald P. | CLO | M - OptEx | — | +36.6K | 341.5K | +12% | — |
| D | 2022-05-18 | 2022-05-17 | PGEN | Lehr Donald P. | CLO | S - Sale+OE | $1.28 | -18.2K | 323.3K | -5% | -$23.3K |
| D | 2022-05-18 | 2022-05-16 | PGEN | Lehr Donald P. | CLO | M - OptEx | $0.00 | -36.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-16 | M | A | 36,590 | — | 341,470 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. |
| 2 | Common | Common Stock | 2022-05-17 | S | D | 18,196 | $1.28 | 323,274 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-05-16 | M | D | 36,590 | $0.00 | 0 | D | — · — to — | 36,590 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F3) The RSUs were granted on March 18, 2022 and have vested in full. |