Form 4 for PGEN PRECIGEN, INC.
Accepted 2022-05-18 00:00:00 ET · period of report 2022-05-16 · accession 0000950103-22-008789 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-18 | 2022-05-17 | PGEN | Thomasian Harry Jr. | CFO | S - Sale+OE | $1.28 | -2,719 | 31.9K | -8% | -$3,480 |
| D | 2022-05-18 | 2022-05-16 | PGEN | Thomasian Harry Jr. | CFO | M - OptEx | — | +8,109 | 34.6K | +31% | — |
| D | 2022-05-18 | 2022-05-16 | PGEN | Thomasian Harry Jr. | CFO | M - OptEx | $0.00 | -8,109 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-17 | S | D | 2,719 | $1.28 | 31,890 | D | — | — | |
| 2 | Common | Common Stock | 2022-05-16 | M | A | 8,109 | — | 34,609 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. |
| 3 | Derivative | Restricted Stock Units | 2022-05-16 | M | D | 8,109 | $0.00 | 0 | D | — · — to — | 8,109 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F3) The RSUs were granted on March 18, 2022 and have vested in full. |