Form 4 for LIEN Chicago Atlantic BDC, Inc.
Accepted 2022-09-06 00:00:00 ET · period of report 2022-09-01 · accession 0000950103-22-015322 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-09-06 | 2022-09-01+ | LIEN | Gordon Scott | CEO, Dir, 10% | P - Purchase | $10.10 | +2,475 | 18.0K | +16% | +$25.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-02 | P | A | 1,328 | $10.16 | 19,310 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.0500 to $10.2900. Scott Gordon undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2022-09-01 | P | A | 1,147 | $10.02 | 17,982 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.9900 to $10.0500. Scott Gordon undertakes to provide Silver Spike Investment Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |