Form 4 for SPGI S&P Global
Accepted 2023-01-04 00:00:00 ET · period of report 2022-11-01 · accession 0000950103-23-000117 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-04 | 2022-11-01+ | SPGI | Saha Saugata | Pres, Commodity Insights | F - Tax | $329.41 | -575 | 4,087 | -12% | -$189.4K |
| DM | 2023-01-04 | 2022-11-01+ | SPGI | Saha Saugata | Pres, Commodity Insights | M - OptEx | $330.46 | +1,386 | 3,905 | +55% | +$458.0K |
| DM | 2023-01-04 | 2022-11-01+ | SPGI | Saha Saugata | Pres, Commodity Insights | M - OptEx | $0.00 | -1,386 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-01 | F | D | 169 | $316.13 | 3,437 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-31 | M | A | 196 | $334.94 | 3,633 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-31 | F | D | 82 | $334.94 | 3,551 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-31 | F | D | 142 | $334.94 | 3,763 | D | — | — | |
| 5 | Common | Common Stock | 2022-12-31 | M | A | 506 | $334.94 | 4,269 | D | — | — | |
| 6 | Common | Common Stock | 2022-12-31 | F | D | 182 | $334.94 | 4,087 | D | — | — | |
| 7 | Common | Common Stock | 2022-11-01 | M | A | 330 | $316.13 | 3,606 | D | — | — | |
| 8 | Common | Common Stock | 2022-12-31 | M | A | 354 | $334.94 | 3,905 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2022-12-31 | M | D | 196 | $0.00 | 0 | D | $0.00 · — to — | 196 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F3) As previously reported, the reporting person was granted 576 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 10 | Derivative | Restricted Stock Units | 2022-12-31 | M | D | 354 | $0.00 | 367 | D | $0.00 · — to — | 354 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F4) As previously reported, the reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 11 | Derivative | Restricted Stock Units | 2022-12-31 | M | D | 506 | $0.00 | 1,030 | D | $0.00 · — to — | 506 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F5) As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 12 | Derivative | Restricted Stock Units | 2022-11-01 | M | D | 330 | $0.00 | 0 | D | $0.00 · — to — | 330 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F2) As previously reported, the reporting person was granted 966 restricted stock units on 11/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2020 and 33% on 11/01/2021 and the remaining 34% vested on 11/01/2022. |