Form 4 for PGEN PRECIGEN, INC.
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0000950103-23-003030 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-24 | 2023-02-22 | PGEN | Frank Steven | Dir | M - OptEx | — | +61.6K | 439.6K | +16% | — |
| D | 2023-02-24 | 2023-02-22 | PGEN | Frank Steven | Dir | M - OptEx | $0.00 | -61.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-22 | M | A | 61,576 | — | 439,623 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. |
| 2 | Derivative | Restricted Stock Units | 2023-02-22 | M | D | 61,576 | $0.00 | 0 | D | — · — to — | 61,576 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F2) The RSUs vested in full on February 22, 2023. |