Form 4 for PGEN PRECIGEN, INC.
Accepted 2023-03-13 00:00:00 ET · period of report 2023-03-09 · accession 0000950103-23-004010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-13 | 2023-03-09 | PGEN | Gupta Vinita D | Dir | A - Grant | $1.17 | +48.3K | 301.7K | +19% | +$56.5K |
| DM | 2023-03-13 | 2023-03-09 | PGEN | Gupta Vinita D | Dir | A - Grant | $0.00 | +232.3K | 125.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-09 | A | A | 48,290 | $1.17 | 301,730 | D | — | — | (F1) The shares were issued to the reporting person in lieu of an annual retainer of $56,500. |
| 2 | Derivative | Restricted Stock Units | 2023-03-09 | A | A | 106,837 | $0.00 | 106,837 | D | — · — to — | 106,837 Common Stock | (F2) Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. (F3) The RSUs vest in full on March 9, 2024. |
| 3 | Derivative | Option to Purchase Common Stock (Right to Buy) | 2023-03-09 | A | A | 125,489 | $0.00 | 125,489 | D | $1.17 · 2023-03-09 to 2033-03-09 | 125,489 Common Stock |