Form 4 for SPGI S&P Global
Accepted 2023-07-05 00:00:00 ET · period of report 2022-07-01 · accession 0000950103-23-009936 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-05 | 2023-07-01 | SPGI | Draper Daniel E | CEO, S, P Dow Jones Indices | F - Tax | $400.89 | -663 | 3,422 | -16% | -$265.8K |
| D | 2023-07-05 | 2023-07-01 | SPGI | Draper Daniel E | CEO, S, P Dow Jones Indices | M - OptEx | $400.89 | +1,297 | 4,085 | +47% | +$520.0K |
| DM | 2023-07-05 | 2022-07-01+ | SPGI | Draper Daniel E | CEO, S, P Dow Jones Indices | M - OptEx | $0.00 | -2,554 | 1,297 | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-01 | F | D | 663 | $400.89 | 3,422 | D | — | — | |
| 2 | Common | Common Stock | 2023-07-01 | M | A | 1,297 | $400.89 | 4,085 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-07-01 | M | D | 1,297 | $0.00 | 0 | D | $0.00 · — to — | 1,297 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F2) As previously reported, the reporting person was granted 3,811 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 07/01/2021, 33% on 07/01/2022 and the remaining 34% on 07/01/2023. |
| 4 | Derivative | Restricted Stock Units | 2022-07-01 | M | D | 1,257 | $0.00 | 1,297 | D | $0.00 · — to — | 1,257 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F2) As previously reported, the reporting person was granted 3,811 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 07/01/2021, 33% on 07/01/2022 and the remaining 34% on 07/01/2023. |