Form 4 for PGEN PRECIGEN, INC.
Accepted 2023-08-18 00:00:00 ET · period of report 2023-08-16 · accession 0000950103-23-012319 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-18 | 2023-08-17 | PGEN | Shah Rutul R | COO | S - Sale+OE | $1.55 | -5,298 | 123.4K | -4% | -$8,212 |
| D | 2023-08-18 | 2023-08-16 | PGEN | Shah Rutul R | COO | M - OptEx | — | +15.5K | 128.7K | +14% | — |
| D | 2023-08-18 | 2023-08-16 | PGEN | Shah Rutul R | COO | M - OptEx | $0.00 | -15.5K | 15.5K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-17 | S | D | 5,298 | $1.55 | 123,382 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-16 | M | A | 15,480 | — | 128,680 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. |
| 3 | Derivative | Restricted Stock Units | 2023-08-16 | M | D | 15,480 | $0.00 | 15,480 | D | — · — to — | 15,480 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F3) Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 16, 2023. The remaining RSUs vest on August 23, 2023. |