Form 4 for PGEN PRECIGEN, INC.
Accepted 2023-08-18 00:00:00 ET · period of report 2023-08-16 · accession 0000950103-23-012321 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-18 | 2023-08-16 | PGEN | Thomasian Harry Jr. | CFO | M - OptEx | — | +17.9K | 161.1K | +13% | — |
| D | 2023-08-18 | 2023-08-17 | PGEN | Thomasian Harry Jr. | CFO | S - Sale+OE | $1.55 | -8,893 | 152.2K | -6% | -$13.8K |
| D | 2023-08-18 | 2023-08-16 | PGEN | Thomasian Harry Jr. | CFO | M - OptEx | $0.00 | -17.9K | 17.9K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-16 | M | A | 17,934 | — | 161,055 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. |
| 2 | Common | Common Stock | 2023-08-17 | S | D | 8,893 | $1.55 | 152,162 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-08-16 | M | D | 17,934 | $0.00 | 17,934 | D | — · — to — | 17,934 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F3) Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 16, 2023. The remaining RSUs vest on August 23, 2023. |