Form 4 for PGEN PRECIGEN, INC.
Accepted 2024-03-12 00:00:00 ET · period of report 2024-03-09 · accession 0000950103-24-003744 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-12 | 2024-03-09 | PGEN | ALVAREZ CESAR L | Dir | M - OptEx | — | +106.8K | 526.2K | +25% | — |
| D | 2024-03-12 | 2024-03-09 | PGEN | ALVAREZ CESAR L | Dir | M - OptEx | $0.00 | -106.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-09 | M | A | 106,837 | — | 526,227 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. |
| 2 | Derivative | Restricted Stock Units | 2024-03-09 | M | D | 106,837 | $0.00 | 0 | D | — · — to — | 106,837 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F2) The RSUs vested in full on March 9, 2024. |