Form 4 for NDAQ Nasdaq, Inc.

Accepted 2024-03-22 00:00:00 ET · period of report 2024-03-22 · accession 0000950103-24-004179 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2024-03-22	2024-03-22	NDAQ	Investment CORP of Dubai	10%	S - Sale	$58.00	-31.00M	58.34M	-35%	-$1.80B

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $0.01 per share	2024-03-22	S	D	31,000,000	$58.00	58,341,545	D	—	—	(F1) Reflects shares of Common Stock of the Issuer, par value $0.01 per share ("Common Stock"), sold pursuant to a secondary offering of the Issuer which closed on March 22, 2024 (the "Offering"), including full exercise of the option granted to the underwriters to acquire additional shares. The material terms of the Offering are described in the prospectus supplement, dated March 19, 2024, filed by the Issuer with the Securities and Exchange Commission on March 21, 2024. (F2) This amount represents the per share price of Common Stock, as sold to the underwriters in connection with the Offering. (F3) The number of shares of Common Stock reported as beneficially owned reflects a 3-for-1 stock split completed by the Issuer on August 26, 2022. (F5) Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. (F4) Borse Dubai Ltd. has direct beneficial ownership of the reported shares of Common Stock. Investment Corporation of Dubai is the majority shareholder of Borse Dubai Ltd. Investment Corporation of Dubai may, therefore, be deemed to have beneficial ownership of all of the reported shares of Common Stock.