Form 4 for PGEN PRECIGEN, INC.
Accepted 2024-04-09 00:00:00 ET · period of report 2024-04-05 · accession 0000950103-24-005095 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-09 | 2024-04-05 | PGEN | Sabzevari Helen | Pres, CEO, Dir | M - OptEx | — | +1.07M | 2.63M | +69% | — |
| D | 2024-04-09 | 2024-04-05 | PGEN | Sabzevari Helen | Pres, CEO, Dir | F - Tax | $1.40 | -410.4K | 2.22M | -16% | -$574.5K |
| D | 2024-04-09 | 2024-04-05 | PGEN | Sabzevari Helen | Pres, CEO, Dir | A - Grant | $0.00 | +1.07M | 1.07M | New | $0 |
| D | 2024-04-09 | 2024-04-05 | PGEN | Sabzevari Helen | Pres, CEO, Dir | M - OptEx | $0.00 | -1.07M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-05 | M | A | 1,071,429 | — | 2,631,433 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. |
| 2 | Common | Common Stock | 2024-04-05 | F | D | 410,357 | $1.40 | 2,221,076 | D | — | — | (F2) Represents the number of shares of common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs. |
| 3 | Derivative | Restricted Stock Units | 2024-04-05 | A | A | 1,071,429 | $0.00 | 1,071,429 | D | — · — to — | 1,071,429 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F3) The RSUs vested immediately upon the grant date. |
| 4 | Derivative | Restricted Stock Units | 2024-04-05 | M | D | 1,071,429 | $0.00 | 0 | D | — · — to — | 1,071,429 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F3) The RSUs vested immediately upon the grant date. |