Form 4 for PGEN PRECIGEN, INC.
Accepted 2024-07-09 00:00:00 ET · period of report 2024-07-05 · accession 0000950103-24-009777 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-09 | 2024-07-05 | PGEN | AGEE NANCY H | Dir | A - Grant | $1.42 | +17.6K | 17.6K | New | +$25.0K |
| DM | 2024-07-09 | 2024-07-05 | PGEN | AGEE NANCY H | Dir | A - Grant | $0.00 | +274.3K | 147.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-05 | A | A | 17,605 | $1.42 | 17,605 | D | — | — | (F1) The shares were issued to the reporting person in lieu of a pro-rated annual retainer of $24,999. |
| 2 | Derivative | Restricted Stock Units | 2024-07-05 | A | A | 126,760 | $0.00 | 126,760 | D | — · — to — | 126,760 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F3) The RSUs vest in full on July 5, 2025. |
| 3 | Derivative | Option to Purchase Common Stock (Right to Buy) | 2024-07-05 | A | A | 147,540 | $0.00 | 147,540 | D | $1.42 · — to 2034-07-05 | 147,540 Common Stock | (F4) The options vest in four equal installments of 25% on each of July 5, 2025, July 5, 2026, July 5, 2027 and July 5, 2028. |