Form 4 for PGEN PRECIGEN, INC.
Accepted 2025-03-17 00:00:00 ET · period of report 2025-03-13 · accession 0000950103-25-003518 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-17 | 2025-03-14 | PGEN | Hassan Fred | Dir | M - OptEx | — | +87.4K | 1.15M | +8% | — |
| D | 2025-03-17 | 2025-03-13 | PGEN | Hassan Fred | Dir | A - Grant | $1.74 | +36.2K | 1.07M | +4% | +$63.0K |
| DM | 2025-03-17 | 2025-03-13 | PGEN | Hassan Fred | Dir | A - Grant | $0.00 | +155.4K | 71.8K | New | $0 |
| D | 2025-03-17 | 2025-03-14 | PGEN | Hassan Fred | Dir | M - OptEx | $0.00 | -87.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-14 | M | A | 87,412 | — | 1,153,452 | D | — | — | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. |
| 2 | Common | Common Stock | 2025-03-13 | A | A | 36,206 | $1.74 | 1,066,040 | D | — | — | (F1) The shares were issued to the reporting person in lieu of an annual retainer of $63,000. |
| 3 | Derivative | Option to Purchase Common Stock (Right to Buy) | 2025-03-13 | A | A | 83,517 | $0.00 | 83,517 | D | $1.74 · 2025-03-13 to 2035-03-13 | 83,517 Common Stock | |
| 4 | Derivative | Restricted Stock Units | 2025-03-13 | A | A | 71,839 | $0.00 | 71,839 | D | — · — to — | 71,839 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F3) The RSUs vest in full on March 13, 2026. |
| 5 | Derivative | Restricted Stock Units | 2025-03-14 | M | D | 87,412 | $0.00 | 0 | D | — · — to — | 87,412 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F4) The RSUs vested in full on March 14, 2025. |