Form 4 for PGEN PRECIGEN, INC.
Accepted 2025-05-16 00:00:00 ET · period of report 2025-05-16 · accession 0000950103-25-006148 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-05-16 | 2025-05-16 | PGEN | Shah Rutul R | COO | F - Tax | $1.45 | -58.1K | 404.0K | -13% | -$84.2K |
| D | 2025-05-16 | 2025-05-16 | PGEN | Shah Rutul R | COO | M - OptEx | — | +174.5K | 462.1K | +61% | — |
| D | 2025-05-16 | 2025-05-16 | PGEN | Shah Rutul R | COO | M - OptEx | $0.00 | -174.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-16 | F | D | 58,096 | $1.45 | 403,959 | D | — | — | (F2) Represents the number of shares of common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs |
| 2 | Common | Common Stock | 2025-05-16 | M | A | 174,460 | — | 462,055 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. |
| 3 | Derivative | Restricted Stock Units | 2025-05-16 | M | D | 174,460 | $0.00 | 0 | D | — · — to — | 174,460 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F3) The RSUs vested in full on May 16, 2025. |