Form 4 for GEG Great Elm Group, Inc.
Accepted 2025-09-09 00:00:00 ET · period of report 2025-09-08 · accession 0000950103-25-011468 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-09-09 | 2025-09-08 | GEG | Smith Booker | Dir | A - Grant | $0.00 | +17.1K | 17.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-08 | A | A | 8,535 | $0.00 | 8,535 | D | — | — | (F1) The Reporting Person was awarded 8,535 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on September 30, 2025 through December 31, 2025, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG") through each such vesting date. |
| 2 | Common | Common Stock | 2025-09-08 | A | A | 8,535 | $0.00 | 17,070 | D | — | — | (F2) The Reporting Person was awarded 8,535 shares of restricted stock, which vest in two equal installments on each quarter end date of September 30, 2025 and December 31, 2025, in each case, contingent upon continued service as a member of the board of directors of GEG. |