Form 4 for ASST Strive, Inc.
Accepted 2025-09-16 00:00:00 ET · period of report 2025-09-12 · accession 0000950103-25-011735 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-09-16 | 2025-09-12 | ASST | Sarkhani Arshia | CMO, Dir | J - Other | — | 0 | 0 | New | — |
| DM | 2025-09-16 | 2025-09-12 | ASST | Sarkhani Arshia | CMO, Dir | J - Other | — | 0 | 0 | New | — |
| DI | 2025-09-16 | 2025-09-12 | ASST | Sarkhani Arshia | CMO, Dir | C - Cnv Deriv | $0.00 | +1.00M | 1.25M | +400% | $0 |
| D | 2025-09-16 | 2025-09-15 | ASST | Sarkhani Arshia | CMO, Dir | A - Grant | — | +740.7K | 740.7K | New | — |
| DI | 2025-09-16 | 2025-09-12 | ASST | Sarkhani Arshia | CMO, Dir | C - Cnv Deriv | $0.00 | -1.00M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-09-12 | J | A | 1,250,000 | — | 1,250,000 | I | — | — | (F2) Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share. |
| 2 | Common | Class A Common Stock | 2025-09-12 | J | A | 39,921 | — | 39,921 | D | — | — | (F2) Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share. |
| 3 | Common | Class B Common Stock | 2025-09-12 | J | D | 39,921 | — | 0 | D By Asset Entities Holdings, LLC | — | — | (F2) Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share. (F1) Shares held of record by Asset Entities Holdings, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of such person' pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 4 | Common | Class B Common Stock | 2025-09-12 | J | D | 1,250,000 | — | 0 | I By Asset Entities Holdings, LLC | — | — | (F2) Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share. (F1) Shares held of record by Asset Entities Holdings, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of such person' pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 5 | Common | Class B Common Stock | 2025-09-12 | C | A | 1,000,000 | $0.00 | 1,250,000 | I By Asset Entities Holdings, LLC | — | — | (F1) Shares held of record by Asset Entities Holdings, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of such person' pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 6 | Derivative | Restricted Stock Units | 2025-09-15 | A | A | 740,740 | — | 740,740 | D | — · — to — | 740,740 Class A Common Stock | (F4) The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. |
| 7 | Derivative | Class A Common Stock | 2025-09-12 | C | D | 1,000,000 | $0.00 | 0 | I By Asset Entities Holdings, LLC | — · — to — | 1,000,000 Class B Common Stock | (F1) Shares held of record by Asset Entities Holdings, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of such person' pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. (F3) The Original Class A Common Stock was convertible into the Original Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and had no expiration date. |