Form 4 for GECC Great Elm Capital Corp.
Accepted 2025-09-23 00:00:00 ET · period of report 2025-09-19 · accession 0000950103-25-012100 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-09-23 | 2025-09-19+ | GECC | Great Elm Group, Inc. | 10% | J - Other | $0.00 | -79.8K | 1.36M | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-19 | J | D | 16,612 | $0.00 | 1,421,467 | D | — | — | (F2) Prior to the vesting and delivery of any such compensation awards (or any portion thereof), GEG retains beneficial ownership rights over the GECC shares underlying such awards, the number of which are included in GEG's direct holdings. |
| 2 | Common | Common Stock | 2025-09-20 | J | D | 63,189 | $0.00 | 1,358,278 | D | — | — | (F2) Prior to the vesting and delivery of any such compensation awards (or any portion thereof), GEG retains beneficial ownership rights over the GECC shares underlying such awards, the number of which are included in GEG's direct holdings. |