Form 4 for GEG Great Elm Group, Inc.
Accepted 2025-09-23 00:00:00 ET · period of report 2025-09-19 · accession 0000950103-25-012103 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-09-23 | 2025-09-19 | GEG | Kleinman Adam M | Pres | A - Grant | $0.00 | +23.0K | 603.7K | +4% | $0 | |
| 2025-09-23 | 2025-09-23 | GEG | Kleinman Adam M | Pres | F - Tax | $2.80 | -18.3K | 585.4K | -3% | -$51.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-19 | A | A | 22,977 | $0.00 | 603,707 | D | — | — | (F1) Mr. Kleinman was awarded 22,977 shares of restricted stock, one-quarter of which vested on the grant date, September 19, 2025, and the remainder of which vest in equal annual installments on September 20th of each year until September 20, 2028, contingent on continued employment by Great Elm Group, Inc. |
| 2 | Common | Common Stock | 2025-09-23 | F | D | 18,313 | $2.80 | 585,394 | D | — | — | (F2) Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3. |