Form 4 for PGEN PRECIGEN, INC.
Accepted 2026-03-12 00:00:00 ET · period of report 2026-03-10 · accession 0000950103-26-003684 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-12 | 2026-03-10 | PGEN | Frank Steven | Dir | A - Grant | $3.51 | +14.2K | 1.15M | +1% | +$50.0K |
| DM | 2026-03-12 | 2026-03-10 | PGEN | Frank Steven | Dir | A - Grant | $0.00 | +76.7K | 41.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-10 | A | A | 14,245 | $3.51 | 1,154,552 | D | — | — | (F1) The shares were issued to the reporting person in lieu of an annual retainer of $50,000. |
| 2 | Derivative | Restricted Stock Units | 2026-03-10 | A | A | 35,612 | $0.00 | 35,612 | D | — · — to — | 35,612 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F3) The RSUs vest in full on March 10, 2027. |
| 3 | Derivative | Option to Purchase Common Stock (Right to Buy) | 2026-03-10 | A | A | 41,073 | $0.00 | 41,073 | D | $3.51 · 2026-03-10 to 2036-03-10 | 41,073 Common Stock |