Form 4 for NU Nu Holdings Ltd.
Accepted 2026-04-10 17:29:50 ET · period of report 2026-04-08 · accession 0000950103-26-005624 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-04-10 17:29 | 2026-04-08 | NU | Fragelli Henrique Camossa Saldanha | CRO | M - OptEx | $0.3262 | +2.36M | 4.68M | +102% | +$770.4K |
| DM | 2026-04-10 17:29 | 2026-04-08 | NU | Fragelli Henrique Camossa Saldanha | CRO | M - OptEx | $0.00 | -2.36M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A ordinary shares ("Class A Shares") | 2026-04-08 | M | A | 1,767,000 | $0.2919 | 4,082,190 | D | — | — | (F1) Figure includes 1,036,545 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date. |
| 2 | Common | Class A Shares | 2026-04-08 | M | A | 594,450 | $0.4283 | 4,676,640 | D | — | — | (F1) Figure includes 1,036,545 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2026-04-08 | M | D | 1,767,000 | $0.00 | 0 | D | $0.2919 · 2019-07-01 to 2028-07-02 | 1,767,000 Class A Shares | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2026-04-08 | M | D | 594,450 | $0.00 | 0 | D | $0.4283 · 2019-07-01 to 2029-07-01 | 594,450 Class A Shares |