Form 4 for AUGO Aura Minerals Inc.
Accepted 2026-05-13 20:44:50 ET · period of report 2026-05-11 · accession 0000950103-26-007173 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-05-13 20:44 | 2026-05-11+ | AUGO | Barbosa Rodrigo Cardoso | Pres, CEO | S - Sale | $82.00 | -115.0K | 739.7K | -13% | -$9.43M |
| D | 2026-05-13 20:44 | 2026-05-11 | AUGO | Barbosa Rodrigo Cardoso | Pres, CEO | J - Other | — | +128.0K | 128.0K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2026-05-11 | S | D | 60,000 | $81.43 | 794,745 | D | — | — | (F1) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.73 to $84.54 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| 2 | Common | Common Shares | 2026-05-12 | S | D | 55,000 | $82.63 | 739,745 | D | — | — | (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.52 to $84.96 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| 3 | Derivative | Forward Sale Contract (obligation to sell) | 2026-05-11 | J | A | 128,000 | — | 128,000 | D | — · — to 2027-05-11 | 128,000 Common Shares | (F3) On May 11, 2026, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract provides for an up-front cash payment based on a percentage of the then-current stock price, subject to final settlement on May 11, 2027. At settlement, the reporting person will deliver up to 128,000 common shares determined based on the price of the common shares at settlement relative to an agreed forward floor price and forward cap price. (F3) On May 11, 2026, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract provides for an up-front cash payment based on a percentage of the then-current stock price, subject to final settlement on May 11, 2027. At settlement, the reporting person will deliver up to 128,000 common shares determined based on the price of the common shares at settlement relative to an agreed forward floor price and forward cap price. (F3) On May 11, 2026, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract provides for an up-front cash payment based on a percentage of the then-current stock price, subject to final settlement on May 11, 2027. At settlement, the reporting person will deliver up to 128,000 common shares determined based on the price of the common shares at settlement relative to an agreed forward floor price and forward cap price. (F3) On May 11, 2026, the reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer. The contract provides for an up-front cash payment based on a percentage of the then-current stock price, subject to final settlement on May 11, 2027. At settlement, the reporting person will deliver up to 128,000 common shares determined based on the price of the common shares at settlement relative to an agreed forward floor price and forward cap price. |