Form 4 for PGEN PRECIGEN, INC.
Accepted 2026-05-27 20:21:00 ET · period of report 2026-05-23 · accession 0000950103-26-007843 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-05-27 20:21 | 2026-05-23 | PGEN | Shah Rutul R | COO | M - OptEx | — | +90.0K | 540.5K | +20% | — |
| D | 2026-05-27 20:21 | 2026-05-23 | PGEN | Shah Rutul R | COO | M - OptEx | $0.00 | -90.0K | 90.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-23 | M | A | 90,000 | — | 540,454 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. |
| 2 | Derivative | Restricted Stock Units | 2026-05-23 | M | D | 90,000 | $0.00 | 90,000 | D | — · — to — | 90,000 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F2) Represents 50% of the RSUs granted on June 26, 2025 that vested on May 23, 2026. The remaining RSUs will vest in equal quarterly installments for three years thereafter. (F2) Represents 50% of the RSUs granted on June 26, 2025 that vested on May 23, 2026. The remaining RSUs will vest in equal quarterly installments for three years thereafter. |