Form 4 for SECZ Securitize Corp.
Accepted 2026-07-06 20:44:19 ET · period of report 2026-07-01 · accession 0000950103-26-010304 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-07-06 20:44 | 2026-07-01 | SECZ | Miller William Dawson | Dir | A - Grant | $0.00 | +16.3K | 16.3K | New | $0 |
| DM | 2026-07-06 20:44 | 2026-07-01 | SECZ | Miller William Dawson | Dir | A - Grant | — | +364.4K | 222.2K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2026-07-01 | A | A | 16,288 | $0.00 | 16,288 | D | — | — | (F1) Represents shares of Securitize Corp. common shares ("Common Shares") related to options held by the reporting person that may become earned by and delivered to the reporting person pursuant to the earnout provided for in that certain business combination agreement, dated as of October 27, 2025, by and between Issuer, Securitize, Inc. ("Securitize"), Cantor Equity Partners II, Inc. and certain other parties thereto (the "Business Combination Agreement"). These Common Shares will generally be earned one-third on the date that the 20-day volume-weighted average price per Common Share attains $15.00, $20.00 and $25.00 over a 30-trading day period during the period beginning 90-days after the closing of the Mergers (as defined below) and ending on July 1, 2031. The Mergers were consummated on July 1, 2026. On July 1, 2026, Issuer changed its name to Securitize Corp. from Securitize Holdings, Inc. |
| 2 | Derivative | Stock Options (Right to Buy) | 2026-07-01 | A | A | 142,206 | — | 142,206 | D | $0.39 · — to 2032-02-13 | 142,206 Common Shares | (F2) Represents options to acquire Common Shares received by the reporting person in exchange for options to acquire shares of Securitize common stock in connection with the mergers contemplated by the Business Combination Agreement (the "Mergers"). (F2) Represents options to acquire Common Shares received by the reporting person in exchange for options to acquire shares of Securitize common stock in connection with the mergers contemplated by the Business Combination Agreement (the "Mergers"). (F3) As of July 1, 2026, these options were vested and exercisable. |
| 3 | Derivative | Stock Options (Right to Buy) | 2026-07-01 | A | A | 222,196 | — | 222,196 | D | $0.59 · — to 2035-02-06 | 222,196 Common Shares | (F2) Represents options to acquire Common Shares received by the reporting person in exchange for options to acquire shares of Securitize common stock in connection with the mergers contemplated by the Business Combination Agreement (the "Mergers"). (F2) Represents options to acquire Common Shares received by the reporting person in exchange for options to acquire shares of Securitize common stock in connection with the mergers contemplated by the Business Combination Agreement (the "Mergers"). (F4) As of July 1, 2026, 69,436 options were vested and exercisable, with 152,760 of these options remaining unvested. These unvested options will vest 13,887 each quarter. |