Form 4 for SMFG SUMITOMO MITSUI FINANCIAL GROUP, INC.

Accepted 2026-07-28 09:57:48 ET · period of report 2026-07-24 · accession 0000950103-26-011232 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2026-07-28 09:57	2026-07-24+	SMFG	Mikami Takeshi	Dir	A - Grant	—	+22.4K	132.7K	+20%	—
	2026-07-28 09:57	2026-07-27	SMFG	Mikami Takeshi	Dir	D - Sale to Iss	$43.99	-3,500	129.2K	-3%	-$154.0K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2026-07-24	A	A	1,644	—	111,924	D	—	—	(F1) The Reporting Person acquired the shares under the Issuer's stock compensation plans on July 24, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
2	Common	Common Stock	2026-07-27	A	A	20,748	—	132,672	D	—	—	(F2) The Reporting Person acquired the shares under the Issuer's stock compensation plans when the performance conditions were certified on July 27, 2026. The Reporting Person did not make any out-of-pocket cash payment for the shares.
3	Common	Common Stock	2026-07-27	D	D	3,500	$43.99	129,172	D	—	—	(F3) A portion of the shares acquired under the Issuer's stock compensation plan on July 27, 2026 was automatically sold on the same day in accordance with the pre-arranged trading plan under the Issuer's stock compensation plans. The purchase was made in Japanese Yen and the price was converted into U.S. dollars based on the foreign currency exchange rate as of July 27, 2026 (at Japanese Yen 1.00 = U.S. dollar 0.0061091).