Form 4 for PGEN PRECIGEN, INC.
Accepted 2026-08-25 17:25:38 ET · period of report 2026-08-23 · accession 0000950103-26-012871 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2026-08-25 17:25 | 2026-08-23+ | PGEN | Tennant Phil | Chief Commercial Off | M - OptEx | $1.61 | +84.4K | 221.2K | +62% | +$135.8K |
| DT | 2026-08-25 17:25 | 2026-08-23 | PGEN | Tennant Phil | Chief Commercial Off | F - Tax | $7.20 | -2,585 | 142.0K | -2% | -$18.6K |
| DT | 2026-08-25 17:25 | 2026-08-25 | PGEN | Tennant Phil | Chief Commercial Off | S - Sale+OE | $7.50 | -79.2K | 142.0K | -36% | -$593.7K |
| DMT | 2026-08-25 17:25 | 2026-08-23+ | PGEN | Tennant Phil | Chief Commercial Off | M - OptEx | $0.00 | -84.4K | 120.8K | -41% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-08-23 | M | A | 5,208 | — | 144,577 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. |
| 2 | Common | Common Stock | 2026-08-23 | F | D | 2,585 | $7.20 | 141,992 | D | — | — | (F2) Represents the number of shares of Precigen common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs. |
| 3 | Common | Common Stock | 2026-08-25 | M | A | 79,166 | $1.61 | 221,158 | D | — | — | |
| 4 | Common | Common Stock | 2026-08-25 | S | D | 79,166 | $7.50 | 141,992 | D | — | — | (F3) Represents shares sold pursuant to the terms of a 10b5-1 plan adopted by the reporting person. |
| 5 | Derivative | Restricted Stock Units | 2026-08-23 | M | D | 5,208 | $0.00 | 57,292 | D | — · — to — | 5,208 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. (F4) Represents 1/24 of the RSUs granted on June 26, 2025 that vested on August 23, 2026. (F4) Represents 1/24 of the RSUs granted on June 26, 2025 that vested on August 23, 2026. |
| 6 | Derivative | Option to Purchase Common Stock (Right to Buy) | 2026-08-25 | M | D | 79,166 | $0.00 | 120,834 | D | $1.61 · — to 2034-07-22 | 79,166 Common Stock | (F5) The stock options vested 25% on July 22, 2025 and in equal monthly installments for three years thereafter. |