Form 4 for NU Nu Holdings Ltd.
Accepted 2026-08-26 19:10:27 ET · period of report 2026-08-24 · accession 0000950103-26-012947 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TI | 2026-08-26 19:10 | 2026-08-24 | NU | Junqueira Cristina Helena Zingaretti | US CEO, Chief Growth Off | S - Sale | $15.00 | -25.0K | 4.90M | -0.5% | -$375.0K |
| T | 2026-08-26 19:10 | 2026-08-25 | NU | Junqueira Cristina Helena Zingaretti | US CEO, Chief Growth Off | S - Sale | $14.71 | -65.0K | 2.54M | -2% | -$956.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A ordinary shares ("Class A Shares") | 2026-08-24 | S | D | 25,000 | $15.00 | 4,902,593 | I By Family Trust | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2026. (F4) The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein. |
| 2 | Common | Class A Shares | 2026-08-25 | S | D | 65,000 | $14.71 | 2,542,083 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These Class A Shares were sold in multiple transactions at prices ranging from $14.71 to $14.725, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Class A Shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. (F3) Figure includes 1,244,496 Class A Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date. |