Form 4 for BBW BUILD-A-BEAR WORKSHOP INC
Accepted 2021-10-06 00:00:00 ET · period of report 2021-10-04 · accession 0000950138-21-000442 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-06 | 2021-10-04+ | BBW | John Sharon Price | Pres, CEO, Dir | M - OptEx | $6.56 | +122.9K | 619.6K | +25% | +$806.5K |
| DM | 2021-10-06 | 2021-10-04+ | BBW | John Sharon Price | Pres, CEO, Dir | S - Sale+OE | $16.86 | -112.9K | 584.7K | -16% | -$1.90M |
| DM | 2021-10-06 | 2021-10-04+ | BBW | John Sharon Price | Pres, CEO, Dir | M - OptEx | $0.00 | -122.9K | 371.4K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-06 | M | A | 37,586 | $6.56 | 622,321 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-04 | M | A | 50,540 | $6.56 | 625,245 | D | — | — | |
| 3 | Common | Common Stock | 2021-10-06 | S | D | 37,586 | $16.58 | 584,735 | D | — | — | (F5) The reporting price is the weighted average sale price per share for 65 transactions in which the sale prices range from $16.25 to $17.03 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer. (F6) After giving effect to the transactions reported in this Form 4, Ms. John directly owns 372,396 shares of common stock and 212,339 of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. John holds vested options to purchase 299,007 shares of Build-A-Bear Workshop, Inc.'s common stock. |
| 4 | Common | Common Stock | 2021-10-04 | S | D | 19,970 | $16.87 | 605,275 | D | — | — | (F2) The reporting price is the weighted average sale price per share for 30 transactions in which the sale prices range from $16.69 to $17.23 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer. |
| 5 | Common | Common Stock | 2021-10-04 | S | D | 20,540 | $16.97 | 584,735 | D | — | — | (F3) The reporting price is the weighted average sale price per share for 35 transactions in which the sale prices range from $16.80 to $17.09 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer. |
| 6 | Common | Common Stock | 2021-10-05 | M | A | 34,822 | $6.56 | 619,557 | D | — | — | |
| 7 | Common | Common Stock | 2021-10-05 | S | D | 34,822 | $17.09 | 584,735 | D | — | — | (F4) The reporting price is the weighted average sale price per share for 62 transactions in which the sale prices range from $16.80 to $17.45 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-06 | M | D | 37,586 | $0.00 | 299,007 | D | $6.56 · 2013-06-03 to 2023-06-03 | 37,586 Common Stock | (F7) The options vested in equal annual installments over four years from the date of the grant. |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-05 | M | D | 34,822 | $0.00 | 336,593 | D | $6.56 · 2013-06-03 to 2023-06-03 | 34,822 Common Stock | (F7) The options vested in equal annual installments over four years from the date of the grant. |
| 10 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-04 | M | D | 50,540 | $0.00 | 371,415 | D | $6.56 · 2013-06-03 to 2023-06-03 | 50,540 Common Stock | (F7) The options vested in equal annual installments over four years from the date of the grant. |