Form 4 for BBW BUILD-A-BEAR WORKSHOP INC
Accepted 2021-10-12 00:00:00 ET · period of report 2021-10-07 · accession 0000950138-21-000456 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-12 | 2021-10-07+ | BBW | John Sharon Price | Pres, CEO, Dir | M - OptEx | $7.08 | +97.5K | 586.6K | +20% | +$690.7K |
| DM | 2021-10-12 | 2021-10-07+ | BBW | John Sharon Price | Pres, CEO, Dir | S - Sale+OE | $16.62 | -97.5K | 564.6K | -15% | -$1.62M |
| DM | 2021-10-12 | 2021-10-07+ | BBW | John Sharon Price | Pres, CEO, Dir | M - OptEx | $0.00 | -97.5K | 226.4K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-11 | M | A | 2,993 | $8.60 | 567,606 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-11 | S | D | 2,993 | $16.22 | 564,613 | D | — | — | (F4) The reporting price is the weighted average sale price per share for 19 transactions in which the sale prices range from $16.00 to $16.56 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer. (F5) After giving effect to the transactions reported in this Form 4, Ms. John directly owns 397,238 shares of common stock and 167,375 of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. John holds vested options to purchase 201,476 shares of Build-A-Bear Workshop, Inc.'s common stock. |
| 3 | Common | Common Stock | 2021-10-07 | M | A | 72,564 | $6.56 | 637,177 | D | — | — | |
| 4 | Common | Common Stock | 2021-10-08 | S | D | 21,974 | $16.75 | 564,613 | D | — | — | (F3) The reporting price is the weighted average sale price per share for 27 transactions in which the sale prices range from $16.65 to $16.92 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer. |
| 5 | Common | Common Stock | 2021-10-08 | M | A | 21,974 | $8.60 | 586,587 | D | — | — | |
| 6 | Common | Common Stock | 2021-10-07 | S | D | 72,564 | $16.60 | 564,613 | D | — | — | (F2) The reporting price is the weighted average sale price per share for 59 transactions in which the sale prices range from $16.39 to $17.01 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-11 | M | D | 2,993 | $0.00 | 201,476 | D | $8.60 · 2020-03-15 to 2023-03-15 | 2,993 Common Stock | (F7) The options vested on March 15, 2020. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-08 | M | D | 21,974 | $0.00 | 204,469 | D | $8.60 · 2020-03-15 to 2023-03-15 | 21,974 Common Stock | (F7) The options vested on March 15, 2020. |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-07 | M | D | 72,564 | $0.00 | 226,443 | D | $6.56 · 2013-06-03 to 2023-06-03 | 72,564 Common Stock | (F6) The options vested in equal annual installments over four years from the date of the grant. |