Form 4 for BBW BUILD-A-BEAR WORKSHOP INC
Accepted 2021-10-18 00:00:00 ET · period of report 2021-10-15 · accession 0000950138-21-000465 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-18 | 2021-10-15 | BBW | John Sharon Price | Pres, CEO, Dir | S - Sale+OE | $16.11 | -13.4K | 564.6K | -2% | -$216.1K |
| D | 2021-10-18 | 2021-10-15 | BBW | John Sharon Price | Pres, CEO, Dir | M - OptEx | $8.60 | +13.4K | 578.0K | +2% | +$115.4K |
| D | 2021-10-18 | 2021-10-15 | BBW | John Sharon Price | Pres, CEO, Dir | M - OptEx | $0.00 | -13.4K | 171.9K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-15 | S | D | 13,415 | $16.11 | 564,613 | D | — | — | (F2) The reporting price is the weighted average sale price per share for 9 transactions in which the sale prices range from $16.00 to $16.31 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer. (F3) After giving effect to the transactions reported in this Form 4, Ms. John directly owns 397,238 shares of common stock and 167,375 of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. John holds vested options to purchase 171,909 shares of Build-A-Bear Workshop, Inc.'s common stock. |
| 2 | Common | Common Stock | 2021-10-15 | M | A | 13,415 | $8.60 | 578,028 | D | — | — | |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-15 | M | D | 13,415 | $0.00 | 171,909 | D | $8.60 · 2020-03-15 to 2023-03-15 | 13,415 Common Stock | (F4) The options vested on March 15, 2020. |