Form 4 for EMR Emerson Electric
Accepted 2022-11-09 00:00:00 ET · period of report 2022-11-07 · accession 0000950138-22-000227 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-09 | 2022-11-07 | EMR | DELLAQUILA FRANK J | CFO, Senior EVP | M - OptEx | $65.07 | +100.0K | 371.8K | +37% | +$6.51M |
| DM | 2022-11-09 | 2022-11-07+ | EMR | DELLAQUILA FRANK J | CFO, Senior EVP | S - Sale+OE | $91.09 | -87.7K | 354.9K | -20% | -$7.99M |
| D | 2022-11-09 | 2022-11-07 | EMR | DELLAQUILA FRANK J | CFO, Senior EVP | F - Tax | $90.45 | -12.3K | 359.5K | -3% | -$1.11M |
| D | 2022-11-09 | 2022-11-07 | EMR | DELLAQUILA FRANK J | CFO, Senior EVP | M - OptEx | — | -100.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-07 | M | A | 100,000 | $65.07 | 371,785 | D | — | — | (F1) Exercise of 4,617 incentive stock options and 95,383 non-qualified stock options exempt under Rule 16b-3. |
| 2 | Common | Common Stock | 2022-11-08 | S | D | 83,073 | $91.07 | 271,785 | D | — | — | (F4) The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.21. The Reporting Person undertakes to provide Emerson Electric Co., any security holder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2022-11-07 | S | D | 4,617 | $91.40 | 354,858 | D | — | — | (F3) The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.39 to $91.42. The Reporting Person undertakes to provide Emerson Electric Co., any security holder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2022-11-07 | F | D | 12,310 | $90.45 | 359,475 | D | — | — | (F2) Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2022-11-07 | M | D | 100,000 | — | 0 | D | $65.07 · 2014-10-01 to 2023-10-01 | 100,000 Common Stock | (F8) Price is not applicable to stock options received as incentive compemsation. (F7) The options vested in three equal installments beginning on the date indicated. |