Form 4 for RSVR Reservoir Media, Inc.

Accepted 2021-07-28 00:00:00 ET · period of report 2021-07-28 · accession 0000950142-21-002489 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-07-28	2021-07-28	RSVR	Rothstein Adam	Dir	A - Grant	—	+25.0K	144.2K	+21%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $0.0001 par value	2021-07-28	A	A	25,000	—	144,189	D	—	—	(F1) Pursuant to the subscription agreement, dated as of April 14, 2021, with Reservoir Media, Inc. (formerly known as Roth CH Acquisition II Co. ("RMI")), the Reporting Person acquired 25,000 shares of common stock, $0.0001 par value per share, of RMI for an aggregate purchase price of $250,000, as an investor in the private investment in public equity investment (a "PIPE Investment") in RMI. The PIPE Investment occurred substantially concurrently with the closing of the business combination (the "Business Combination") on July 28, 2021, pursuant to the agreement and plan of merger, dated as of April 14, 2021 (the "Merger Agreement"), by and among RMI, Roth CH II Merger Sub Corp. ("Merger Sub") and Reservoir Holdings, Inc. ("Reservoir"). In connection with the consummation of the Business Combination and transactions contemplated by the Merger Agreement, Merger Sub was merged with and into Reservoir, with Reservoir surviving the merger as a wholly-owned subsidiary of RMI.