Form 4 for RSVR Reservoir Media, Inc.
Accepted 2021-07-28 00:00:00 ET · period of report 2021-07-28 · accession 0000950142-21-002490 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-07-28 | 2021-07-28 | RSVR | Cook Stephen M. | Dir | A - Grant | — | +873.4K | 873.4K | New | — | |
| I | 2021-07-28 | 2021-07-28 | RSVR | Cook Stephen M. | Dir | A - Grant | — | +110.7K | 110.7K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.0001 par value | 2021-07-28 | A | A | 873,435 | — | 873,435 | D By BTCSJC Music LLC | — | — | (F1) Received in connection with the agreement and plan of merger, dated as of April 14, 2021, by and among Reservoir Media, Inc. (formerly known as Roth CH Acquisition II Co. ("RMI")), Roth CH II Merger Sub Corp. ("Merger Sub") and Reservoir Holdings, Inc. ("Reservoir"), pursuant to which Merger Sub merged with and into Reservoir, with Reservoir surviving the merger as a wholly-owned subsidiary of RMI (the "Business Combination"). The Reporting Person received the shares of common stock, $0.0001 par value per share, of RMI (the "Shares") as consideration for the Business Combination. The Reporting Person disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of all of the reported Shares for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose. |
| 2 | Common | Common Stock, $0.0001 par value | 2021-07-28 | A | A | 110,711 | — | 110,711 | I | — | — | (F1) Received in connection with the agreement and plan of merger, dated as of April 14, 2021, by and among Reservoir Media, Inc. (formerly known as Roth CH Acquisition II Co. ("RMI")), Roth CH II Merger Sub Corp. ("Merger Sub") and Reservoir Holdings, Inc. ("Reservoir"), pursuant to which Merger Sub merged with and into Reservoir, with Reservoir surviving the merger as a wholly-owned subsidiary of RMI (the "Business Combination"). The Reporting Person received the shares of common stock, $0.0001 par value per share, of RMI (the "Shares") as consideration for the Business Combination. The Reporting Person disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of all of the reported Shares for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose. |