Form 4 for RSVR Reservoir Media, Inc.
Accepted 2021-08-24 00:00:00 ET · period of report 2021-08-23 · accession 0000950142-21-002731 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-24 | 2021-08-23+ | RSVR | Rothstein Adam | Dir | P - Purchase | $7.81 | +17.0K | 154.4K | +12% | +$132.8K |
| DM | 2021-08-24 | 2021-08-23+ | RSVR | Rothstein Adam | Dir | P - Purchase | $0.8252 | +39.7K | 140.8K | +39% | +$32.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, $0.0001 par value | 2021-08-24 | P | A | 6,800 | $7.72 | 161,189 | D | — | — | (F2) The Reporting Person purchased 6,800 shares of the Common Stock in multiple trades at prices ranging from $7.65 to $7.79 per share. The price reported above reflects the weighted average purchase price per share of the Common Stock. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock and prices at which the transaction was effected. |
| 2 | Common | Common stock, $0.0001 par value | 2021-08-23 | P | A | 10,200 | $7.87 | 154,389 | D | — | — | (F1) The Reporting Person purchased 10,200 shares of common stock, par value $0.0001 per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer") in multiple trades at prices ranging from $7.70 to $8.00 per share. The price reported above reflects the weighted average purchase price per share of the Common Stock. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares of the Common Stock and prices at which the transaction was effected. |
| 3 | Derivative | Warrants to purchase common stock | 2021-08-24 | P | A | 19,677 | $0.8 | 160,526 | D | $11.50 · 2021-08-27 to 2026-07-28 | 19,677 Common stock | (F4) The Reporting Person purchased 19,677 warrants, each whole warrant exercisable to purchase one share of the Common Stock at $11.50, in multiple trades at prices ranging from $0.79 to $0.83 per warrant. The price reported above reflects the weighted average purchase price per warrant. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of warrants and prices at which the transaction was effected. |
| 4 | Derivative | Warrants to purchase common stock | 2021-08-23 | P | A | 20,000 | $0.85 | 140,849 | D | $11.50 · 2021-08-27 to 2026-07-28 | 20,000 Common stock | (F3) The Reporting Person purchased 20,000 warrants, each whole warrant exercisable to purchase one share of the Common Stock at $11.50, in multiple trades at prices ranging from $0.84 to $0.85 per warrant. The price reported above reflects the weighted average purchase price per warrant. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of warrants and prices at which the transaction was effected. |