Form 4 for SWIM Latham Group, Inc.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-16 · accession 0000950142-21-004090 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-17 | 2021-12-16 | SWIM | Duva Jason A | Gen. Counsel, Chief Admin Off | M - OptEx | — | +51.3K | 56.3K | +1,026% | — |
| D | 2021-12-17 | 2021-12-16 | SWIM | Duva Jason A | Gen. Counsel, Chief Admin Off | F - Tax | $24.48 | -26.0K | 30.3K | -46% | -$635.7K |
| D | 2021-12-17 | 2021-04-22 | SWIM | Duva Jason A | Gen. Counsel, Chief Admin Off | A - Grant | $0.00 | +72.7K | 72.7K | New | $0 |
| D | 2021-12-17 | 2021-12-16 | SWIM | Duva Jason A | Gen. Counsel, Chief Admin Off | M - OptEx | $0.00 | -51.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 per share | 2021-12-16 | M | A | 51,316 | — | 56,316 | D | — | — | (F3) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock, par value $0.0001 per share | 2021-12-16 | F | D | 25,968 | $24.48 | 30,348 | D | — | — | |
| 3 | Derivative | Stock option (right to buy) | 2021-04-22 | A | A | 72,738 | $0.00 | 72,738 | D | $19.00 · — to 2031-04-22 | 72,738 Common Stock | (F3) Restricted stock units convert into common stock on a one-for-one basis. (F5) The stock options were issued on 4/22/2021 and will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021. |
| 4 | Derivative | Restricted Stock Units | 2021-12-16 | M | D | 51,316 | $0.00 | 0 | D | — · — to — | 51,316 Common Stock | (F3) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted these restricted stock units on April 27, 2021, with the restricted stock units vesting on the nine-month anniversary of April 27, 2021. The vesting of the restricted stock units was accelerated to December 15, 2021. |