Form 4 for VIRT Virtu Financial, Inc.
Accepted 2021-12-20 00:00:00 ET · period of report 2021-12-17 · accession 0000950142-21-004119 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-12-20 | 2021-12-17 | VIRT | TJMT Holdings LLC | Dir, 10%, See Remarks | M - OptEx | $22.98 | +3.00M | 3.00M | New | +$68.94M |
| DI | 2021-12-20 | 2021-12-17 | VIRT | TJMT Holdings LLC | Dir, 10%, See Remarks | X - OptEx | $0.00 | +3.00M | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2021-12-17 | M | A | 3,000,000 | $22.98 | 3,000,000 | I See footnote | — | — | (F5) Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. |
| 2 | Derivative | Warrant (right to buy) | 2021-12-17 | X | A | 3,000,000 | $0.00 | 0 | I See footnote | $22.98 · 2020-05-22 to 2022-01-15 | 3,000,000 Class A common stock | (F2) On December 17, 2021, TJMT Holdings LLC exercised in full its warrant to purchase 3,000,000 shares of the Issuer's Class A Common Stock (the "Class A Common Stock"). (F5) Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control. |