Form 4 for SWIM Latham Group, Inc.
Accepted 2022-01-12 00:00:00 ET · period of report 2022-01-11 · accession 0000950142-22-000305 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-01-12 | 2022-01-11 | SWIM | O'Brien Christopher Patrick | Dir, 10% | D - Sale to Iss | $18.67 | -2.78M | 14.55M | -16% | -$51.97M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 per share | 2022-01-11 | D | D | 81,376 | $18.67 | 438,068 | I By: WC Partners Executive IV, L.P. | — | — | (F1) 2,702,021 shares of common stock were sold to the Issuer by Wynnchurch Capital Partners IV, L.P. and 81,376 shares of common stock were sold to the Issuer by WC Partners Executive IV, L.P. (F2) Wynnchurch Capital Partners IV, L.P. directly owns 14,545,703 shares of common stock and WC Partners Executive IV, L.P. directly owns 438,068 shares of common stock. The general partner of Wynnchurch Capital Partners IV, L.P. and WC Partners Executive IV, L.P. is Wynnchurch Partners IV, L.P. (the "General Partner"). The general partner of the General Partner is Wynnchurch Management, Ltd. ("WML"). WML and a limited partner committee consisting of other senior partners manage the General Partner, provided that WML's consent is required for any action, decision, consent or other determination. The sole director of WML is John Hatherly. |
| 2 | Common | Common Stock, par value $0.0001 per share | 2022-01-11 | D | D | 2,702,021 | $18.67 | 14,545,703 | I By: Wynnchurch Capital Partners IV, L.P. | — | — | (F1) 2,702,021 shares of common stock were sold to the Issuer by Wynnchurch Capital Partners IV, L.P. and 81,376 shares of common stock were sold to the Issuer by WC Partners Executive IV, L.P. (F2) Wynnchurch Capital Partners IV, L.P. directly owns 14,545,703 shares of common stock and WC Partners Executive IV, L.P. directly owns 438,068 shares of common stock. The general partner of Wynnchurch Capital Partners IV, L.P. and WC Partners Executive IV, L.P. is Wynnchurch Partners IV, L.P. (the "General Partner"). The general partner of the General Partner is Wynnchurch Management, Ltd. ("WML"). WML and a limited partner committee consisting of other senior partners manage the General Partner, provided that WML's consent is required for any action, decision, consent or other determination. The sole director of WML is John Hatherly. |