Form 4 for APO Apollo Global Management
Accepted 2022-02-23 00:00:00 ET · period of report 2022-01-06 · accession 0000950142-22-000797 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-02-23 | 2022-02-18 | APO | O'Neill Mitra | Dir | X - OptEx | $65.00 | +500 | 2,500 | +25% | +$32.5K |
| DI | 2022-02-23 | 2022-02-18 | APO | O'Neill Mitra | Dir | E - Exp Short | $0.00 | +10 | 0 | New | $0 |
| DI | 2022-02-23 | 2022-01-06 | APO | O'Neill Mitra | Dir | S - Sale | $850.00 | +5 | 5 | New | +$4,250 |
| DI | 2022-02-23 | 2022-02-18 | APO | O'Neill Mitra | Dir | X - OptEx | $0.00 | +5 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-18 | X | A | 500 | $65.00 | 2,500 | I By an entity controlled by the reporting person's spouse. | — | — | (F1) These short put options were acquired on January 6, 2022, and subsequently held, by a third-party independently managed account that belongs to an entity controlled by the reporting person's spouse and over which the reporting person's spouse has pecuniary interest. The reporting person does not have any investment power over such third-party managed account. |
| 2 | Derivative | Short put option (obligation to buy) | 2022-02-18 | E | A | 10 | $0.00 | 0 | I By an entity controlled by the reporting person's spouse. | $60.00 · 2021-12-02 to 2022-02-18 | 1,000 Common stock | (F2) These short put options were acquired on December 2, 2021, and subsequently held, by a third-party independently managed account that belongs to an entity controlled by the reporting person's spouse and over which the reporting person's spouse has pecuniary interest. The reporting person does not have any investment power over such third-party managed account. |
| 3 | Derivative | Short put option (obligation to buy) | 2022-01-06 | S | A | 5 | $850.00 | 5 | I By an entity controlled by the reporting person's spouse. | $65.00 · 2022-01-06 to 2022-02-18 | 500 Common stock | (F1) These short put options were acquired on January 6, 2022, and subsequently held, by a third-party independently managed account that belongs to an entity controlled by the reporting person's spouse and over which the reporting person's spouse has pecuniary interest. The reporting person does not have any investment power over such third-party managed account. |
| 4 | Derivative | Short put option (obligation to buy) | 2022-02-18 | X | A | 5 | $0.00 | 0 | I By an entity controlled by the reporting person's spouse. | $65.00 · 2022-01-06 to 2022-02-18 | 500 Common stock | (F1) These short put options were acquired on January 6, 2022, and subsequently held, by a third-party independently managed account that belongs to an entity controlled by the reporting person's spouse and over which the reporting person's spouse has pecuniary interest. The reporting person does not have any investment power over such third-party managed account. |