Form 4 for NYC American Strategic Investment Co.

Accepted 2022-09-06 00:00:00 ET · period of report 2022-09-02 · accession 0000950142-22-002660 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
I	2022-09-06	2022-09-02	NYC	New York City Advisors, LLC	10%	P - Purchase	$3.16	+632.9K	2.13M	+42%	+$2.00M
I	2022-09-06	2022-09-02	NYC	New York City Advisors, LLC	10%	A - Grant	$0.00	+151.2K	413.9K	+58%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A common stock	2022-09-02	P	A	632,911	$3.16	2,134,087	I See footnote	—	—	(F1) Represents shares of Class A common stock directly owned by Bellevue Capital Partners, LLC ("BCP"). Mr. Nicholas S. Schorsch is the sole managing member of BCP, and has voting and investment discretion with respect to the securities held of record by BCP.
2	Common	Class A common stock	2022-09-02	A	A	151,194	$0.00	413,893	I See footnote	—	—	(F2) Fully-vested shares of Class A common stock of New York City REIT, Inc. (the "Issuer") issued pursuant to the 2020 Advisor Omnibus Incentive Compensation Plan of the Issuer to, and in connection with fees earned by, New York City Advisors, LLC, the external advisor of the Issuer. (F3) Mr. Nicholas S. Schorsch is the sole managing member of BCP, who is the ultimate controlling person of New York City Advisors, LLC, and has voting and investment discretion with respect to the securities held of record by New York City Advisors, LLC. BCP is the sole member of AR Global Investments, LLC, who is the sole member of American Realty Capital III, LLC ("ARC III"). ARC III is the sole member of New York City Special Limited Partnership, LLC, who is the sole member of New York City Advisors, LLC, the record holder of the securities reported herein.