Form 4 for FOA Finance of America Companies Inc.
Accepted 2022-09-30 00:00:00 ET · period of report 2022-06-06 · accession 0000950142-22-002816 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-09-30 | 2022-06-06+ | FOA | SAFRA EDMOND | 10% | P - Purchase | $1.90 | +1.10M | 4.37M | +34% | +$2.09M |
| I | 2022-09-30 | 2022-09-27 | FOA | SAFRA EDMOND | 10% | J - Other | $0.00 | -750.0K | 3.95M | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-07-13 | P | A | 3,792 | $1.74 | 4,701,888 | I See footnote | — | — | (F1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 2 | Common | Class A Common Stock | 2022-09-27 | J | D | 750,000 | $0.00 | 3,951,888 | I See footnote | — | — | (F1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 3 | Common | Class A Common Stock | 2022-07-12 | P | A | 23,046 | $1.74 | 4,698,096 | I See footnote | — | — | (F1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 4 | Common | Class A Common Stock | 2022-07-11 | P | A | 73,162 | $1.73 | 4,675,050 | I See footnote | — | — | (F1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 5 | Common | Class A Common Stock | 2022-07-06 | P | A | 100,000 | $1.70 | 4,601,888 | I See footnote | — | — | (F1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 6 | Common | Class A Common Stock | 2022-07-01 | P | A | 133,700 | $1.67 | 4,501,888 | I See footnote | — | — | (F1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 7 | Common | Class A Common Stock | 2022-06-21 | P | A | 57,757 | $1.86 | 4,320,634 | I See footnote | — | — | (F1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 8 | Common | Class A Common Stock | 2022-06-17 | P | A | 94,689 | $1.80 | 4,262,877 | I See footnote | — | — | (F1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 9 | Common | Class A Common Stock | 2022-06-16 | P | A | 70,373 | $1.81 | 4,168,188 | I See footnote | — | — | (F1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 10 | Common | Class A Common Stock | 2022-06-14 | P | A | 25,490 | $1.91 | 4,097,815 | I See footnote | — | — | (F1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 11 | Common | Class A Common Stock | 2022-06-13 | P | A | 87,294 | $1.95 | 4,072,325 | I See footnote | — | — | (F1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 12 | Common | Class A Common Stock | 2022-06-10 | P | A | 71,924 | $2.02 | 3,985,031 | I See footnote | — | — | (F1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 13 | Common | Class A Common Stock | 2022-06-09 | P | A | 103,074 | $2.12 | 3,913,107 | I See footnote | — | — | (F1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 14 | Common | Class A Common Stock | 2022-06-08 | P | A | 49,965 | $2.15 | 3,810,033 | I See footnote | — | — | (F1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 15 | Common | Class A Common Stock | 2022-06-07 | P | A | 102,563 | $2.17 | 3,760,068 | I See footnote | — | — | (F1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 16 | Common | Class A Common Stock | 2022-06-06 | P | A | 59,690 | $2.04 | 3,657,505 | I See footnote | — | — | (F1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 17 | Common | Class A Common Stock | 2022-06-22 | P | A | 47,554 | $1.81 | 4,368,188 | I See footnote | — | — | (F1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |